Webinar: CASS 15: Are you ready for the upcoming changes?
Join us for our webinar on CASS 15, designed to help senior leadership and board members understand the upcoming changes and ensure their firms are prepared for compliance and safeguarding audits.
During the session we will cover:
- Board-level questions: What CEOs, CFOs, and CCOs should be asking to ensure compliance
- Understanding the ‘why’: The rationale behind the updated safeguarding rules and what they mean for your firm
- Audit readiness: Practical steps to prepare for your first safeguarding audit
Time:
Tuesday, April 14, 2026 | 1pm-2pm
Location:
Virtual | Microsoft Teams
Panel Guests:
Sam Robinson, Partner, CMS
Sam advises clients include banks, asset management firms, broker dealers, payment institutions and corporate finance houses on a broad range of regulatory and compliance matters within the financial services sector. Prior to working in private practice, Sam worked for seven years at the UK financial services regulator, the Financial Services Authority (the majority of this time in the FSA’s General Counsel’s Division), and has also spent time on secondment at Santander Asset Management UK Limited.
Sam has been published in financial services publications and journals (including Bloomberg World Securities Law Reports, Bloomberg UK Financial Services Law Reports and Thomson Reuters Compliance Complete). Sam has also been a guest lecturer on the IPF Diploma in Investment Education.
Andrew Welsh, Consultant, IQEQ
Andrew has over thirty years’ experience in the financial services space as a Fellow of the Institute of Chartered Accountants and around twenty years as a Fellow of the Securities Institute.
He has served at Board level, including with payment services organisations, and has managed regulatory change in a variety of financial services businesses.
